This review is concerned with the role of the dopaminergic pathway in schizophrenia. Possible molecular mechanisms resulting in a hypo- and hyperactivity of the dopaminergic system are investigated. The synthesis of dopamine, re-uptake and expression of the dopamine receptors are given special attention, as well as the receptor polymorphisms’ involvement in schizophrenia. Some alterations in the dopamine metabolism have been found, as well as a changed expression of the dopamine receptors. Genetic studies have implicated several minor susceptibility loci; however the clinical impact of these loci on the disease is still uncertain. There is some evidence for the involvement of the dopaminergic system in schizophrenia, but it cannot be concluded if the described changes are the main causes or just consequences of the disease.
COMT |
Catechol-O-methyl transferase |
|
CSF |
Cerebrospinal
fluid |
|
DAT |
Dopamine
transporter |
|
DBH |
Dopamine-b-hydroxylase |
|
DDC |
Dopa
decarboxylase |
|
Dn |
Dopaminergic
n |
|
DOPA |
Dihydroxyphenylalanine |
|
DOPAC |
Dihydroxyphenylacetic acid |
|
HVA |
Homovanillic
acid |
|
KO |
Knock-out |
|
MAO |
Monoamine
oxidase |
|
PET |
Positron
emmission technique |
|
PNMT |
Phenylethanolamine N-methyl transferase |
|
SSCP |
Single stranded conformational polymorphism |
|
TH |
Tyrosine
hydroxylase |
|
UTR |
Untranslated
region |
|
VNTR |
Variable
number of tandem repeats |
|
VTA |
Ventral tegmental area |
Schizophrenia is a complex neurological disease affecting about 1 % of the world’s population [Rang et al., 1999]. It is characterised by various positive and negative symptoms. Positive symptoms include hyperactive behaviour, hallucinations, paranoia, and delusions. Negative symptoms involve loss of motivation, withdrawal from social life, cognitive deficits, depression, slowed and impaired speech, and blunting of emotions [WHO icd 10, 1998]. As not all of the symptoms are necessarily present in one patient, the disease is difficult to define. Therefore the diagnosis is made in agreement with guidelines from the American Psychiatric Association.
The causes of schizophrenia are
largely unknown. It has not been possible to find a single reason for the
disease and therefore it is now regarded as being a multifactorial disorder.
A role for dopamine has been
suggested, which has led to the dopamine hypothesis of schizophrenia. In its
original form it was assumed that hyperactivity of the brain’s dopaminergic
tracts was responsible for schizophrenia. The theory was based on the discovery
that some of the symptoms can be relieved by treatment with antagonists of the
dopamine receptors [Farde et al., 1992] and that the clinical outcome of the
treatment is correlated to the drugs affinity for the receptors [Creese et al.,
1976]. This was combined with the findings that amphetamine and cocaine
increases the amount of dopamine in the synaptic cleft and creates
schizophrenia-like symptoms.
The theory has later been disputed and modified. Five different isoforms of the dopamine receptors have been discovered (D1 - D5) [reviewed by Sibley & Monsma, 1992]. This has revealed that the dopaminergic pathways are much more complex than it was first believed. Furthermore, hypo- as well as hyperactivity have been detected in the dopaminergic system in schizophrenia [reviewed by Willner, 1997]. Hypoactivity may be related to negative symptoms whereas hyperactivity may be related to positive symptoms [Hietala et al., 1999].
In order to understand the consequences of a change in activity in the dopaminergic system, the dopaminergic tracts and their functions have to be considered in details.
Figure 1a. A coronal section of the
brain showing the sites of origin and the targets of the four dopaminergic
tracts. 1. The nigrostriatal
system, from the substantia nigra to the putamen and caudate nucleus; 2.
The tuberoinfundibular system, from the arcute nucleus to the infundibulum;
3. The mesolimbic system, from the ventral tegmental area to the limbic
system; 4. The mesocortical system, from the ventral tegmental area to the
neocotex.


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There are four major dopaminergic
projections in the brain (figure 1a & 1b). The major dopaminergic neuronal
projection extents from the pars compacta, a part of the substantia nigra. It
consists of neurones synthesising dopamine whereby neuromelanin is produced as
a by-product. It projects to the striatum encompassing the caudate nucleus and
the putamen of the basal ganglia in the prosencephalon. The nigrostriatal
projection has both excitatory and inhibitory effect on striatal neurones. This
projection is implicated in controlled movements. The pathological outcome of
degeneration of pars compacta is Parkinson’s disease.
A projection known as the mesolimbic tract conveys signals from the ventral tegmental area (VTA) medial of the substantia nigra to the most rostral and ventral part of the striatum, the nucleus accumbens. It is also known as the mesostriatal tract. The system is thought to influence motivated behaviors.
A third projection, the mesocortical tract, runs from VTA to neocortex. It is implicated in learning and memory.
A minor projection, the tuberoinfundibular tract runs from the
arcute nucleus of the hypothalamus to the infundibulum. It regulates prolactin
secretion and it seems to be of minor importance in respect to schizophrenia. [Crossman & Neary, 1995; Kandel et al. 1995]
Schizophrenia is probably not caused only by abnormalities in the dopaminergic system but may include malfunction of other neurotransmitter systems as well.
Theories about the cellular mechanisms, which might contribute to an abnormal activity in the dopaminergic system in schizophrenia, are still controversial and ambiguous.
Figure
2 The key
steps in the synthesis and degradation of dopamine. Tyrosine is transported
across the cell membrane by the L-transporter, tyrosine is converted to
dopamine (DA) via Dopa. It is stored in vesicles before its release to the
synaptic cleft. It can bind to five different postsynaptic receptors (D1-5)
as well as to presynaptic autoreceptors. Dopamine is cleared from the
synaptic cleft either by degradation by catechol-O-methyltransferase (COMT)
or by reuptake by a dopamine transporter (DAT) into the presynapse where it
is recycled or degraded by monoamine oxidase (MAO).

Dopamine neurotransmission is regulated in the synapse where a number of factors can be involved in abnormal functioning of the dopaminergic system (figure 2). Tyrosine is transported into the neurones by the L-transporter. Dopamine is synthesised from tyrosine via dihydroxyphenylalanine (DOPA) in the presynaptic neurone and is either stored intracellularly, degraded by monoamine oxidase (MAO) or released to the synaptic cleft. In the synaptic cleft dopamine has three possible fates. It can bind to the dopamine receptors. These are localised both pre- and postsynaptically, the former known as autoreceptors. Another possibility is re-uptake of dopamine into the presynapse by the dopamine transporter (DAT) and finally it can be broken down by catechol-O-methyl transferase (COMT) in the postsynaptic membrane.
Changes in the level of dopamine, which is regulated presynaptically and changes of expression or functioning of the dopamine receptors are two major cellular mechanisms taken into consideration in this review.
The metabolic precursor for dopamine
is tyrosine. Tyrosine is an aromatic amino acid synthesised in the liver. It is
present in all body fluids and is transferred by the L-transporter system into
the neurones. The function of the L-transporter is to transport neutral amino
acids, which compete for the transport across the cell membrane. Tyrosine
hydroxylase (TH) is the rate-limiting enzyme and catalyses the conversion of
tyrosine to DOPA. TH is found only in the catecholamine-containing cells. DOPA
is converted to dopamine by DOPA decarboxylase (DDC). DDC is a relatively
non-specific enzyme and it catalyses the decarboxylation of various aromatic
amino acids. Dopamine-b-hydroxylase (DBH) converts dopamine
to noradrenaline, which can be further metabolised to adrenaline by
phenylethanolamine N-methyl transferase (PNMT). DBH is also relatively
non-specific and its distribution is restricted to catecholamine-synthesising
cells. Dopaminergic neurones lack DBH and, thus, do not produce noradrenaline
or adrenaline.
Dopamine is metabolised by MAO and COMT, the main product being dihydroxyphenylacetic acid (DOPAC), which is further metabolised to homovanillic acid (HVA). The metabolism of dopamine is illustrated in figure 3.
Figure 3. The dopamine metabolism. Left: Biosynthesis of catecholamines. Right: The
main pathways for dopamine degradation in the brain.


Availability of tyrosine for dopamine synthesis
Tyrosine is the precursor of dopamine;
therefore the amount of dopamine produced is dependent on the amount of
tyrosine available. In order to keep dopamine in the right concentration, the
intracellular level of tyrosine is strictly regulated. This is possible by
regulation of the transport across the cell membrane by the L-transporter.
Another way to control the availability of tyrosine in the brain is to keep the
concentration of tyrosine in the blood correct by controlling the metabolism of
tyrosine. Finally, restraining the amount of tyrosine crossing the blood-brain
barrier could control the tyrosine concentration in neurones. Wiesel &
Bjerkenstedt (1996) discovered that the level of HVA in the cerebrospinal fluid
(CSF) was lower in schizophrenics compared to healthy individuals. They suggested that the concentration of HVA was dependent on
the concentration of tyrosine in CSF. Furthermore, the plasma concentration
of neutral amino acids except tyrosine was relatively higher in the
schizophrenic patients compared to the control group. These results indicate
that there might be a lower level of tyrosine in the CSF in schizophrenics and
this influences the level of HVA. This potential reduction in tyrosine
concentration in CSF could be caused by a reduced transport of tyrosine across
the blood-brain barrier or be due to the lower plasma levels of tyrosine, or
both.
It was examined whether the low levels of
HVA in the CSF were due to a reduction of tyrosine transport across the cell
membrane. There was a slower rate (Vmax) of tyrosine transport into
fibroblasts taken from schizophrenics compared to controls [Wiesel &
Bjerkenstedt, 1996; Ramchand et al., 1996]. The L-transporter was intact since
the uptake of tyrosine at different concentrations was changed as expected.
Therefore a more general alteration of the cell membrane in schizophrenics was
suggested. This alteration would affect the whole body and not only the brain,
in agreement with the impaired tyrosine transport in fibroblasts.
The transport of tyrosine across the
blood-brain barrier was examined by positron emission technique (PET). L-[1-11C]tyrosine
was used as a tracer [Wiesel & Bjerkenstedt, 1996]. As expected, a
decreased concentration of tyrosine inside the blood-brain barrier was found.
Thus, an impaired uptake of tyrosine both into the fibroblasts and across the blood-brain barrier may take place in schizophrenia.
Four different isoforms of tyrosine
hydroxylase (TH) with different functional characteristics are produced from
alternative splicing. The TH gene
contains 14 exons spanning approximately 8 kb, it is localised to 11p15.
Genetic studies have demonstrated variations in the TH gene and correlated them to schizophrenia [Wei et al., 1997;
Burgert et al., 1998; Ishiguro et al., 1998]. Four different regions of the gene
have been found to contain polymorphisms, one of these in a VNTR region in the
first intron. This region is interesting because it is believed to regulate the
expression of the gene [Burgert et al., 1998]. Studies of Caucasian groups have
revealed an unequal allelic distribution of the VNTR polymorphism when
comparing schizophrenics and controls [Wei et al., 1997; Burgert et al., 1998].
Some of these alleles could contribute to the development of schizophrenia or
be a marker for a still not described susceptibility gene. Ishiguro et al. (1998) systematically searched for
variations in the whole TH gene, and
they found no difference in the distribution of the four alleles between
Japanese schizophrenic individuals (208 unrelated individuals) and a Japanese
control group (266 unrelated individuals). These results do not support the
idea of existence of a widespread causal relationship between TH polymorphisms and schizophrenia. It
cannot be ruled out that allelic variations of TH play a role in the
Caucasian population, as the genetic composition of this population is
different from the Japanese population.
The results with TH polymorphisms have not so far been convincing. An altered
expression of TH can influence the levels of dopamine, but whether an altered
expression is found in schizophrenics has not been elucidated yet.
DOPA decarboxylase
Uptake of
labelled DOPA is commonly used to estimate DDC activity as this enzyme
catalyses the formation of dopamine from DOPA (figure 3). An increase in the
activity of DDC could be an indication for an increased activity in the
dopaminergic system.
Reith et al. (1994) used PET-scanning to study the
uptake of 18FDOPA in the striatum of patients suffering from
schizophrenia, but free of medication. The uptake of 18FDOPA was
found to be higher in schizophrenics compared to the controls. This observation
was confirmed in neuroleptic-naive patients [Hietala et al., 1999].
Lindström et al. (1999) found elevations in the uptake of 11C-labeled
DOPA in the caudate nucleus, putamen and in the limbic part of the medial
frontal cortex of schizophrenics, which is consistent with the former results.
DDC is involved in the synthesis of
dopamine, noradrenaline and adrenaline and thus, an increased activity of DDC
does not necessarily reflect an increase in the activity of dopaminergic
neurones. To avoid this problem the measurements were made during the first 45
minutes after adding 11C-labeled DOPA when the synthesis of dopamine
takes place [Lindström et al., 1999]. This does not exclude measurement of DOPA
uptake in noradrenergic or adrenergic neurones, though, as these will also be
synthesising dopamine.
There is no evidence that an elevation in
the uptake of labelled DOPA reflects a natural requirement for DOPA or an
increased activity of DDC. High amounts of DOPA might lead to an artificially
high production of dopamine, and the uptake of labelled DOPA is therefore not
necessarily representative for the real requirement of DOPA.
There is a difference between the two
DOPA tracers. The 18F-labelling of DOPA is done by the 18F
modification of the molecule, whereas the radioactive carbon atom substitutes a
carbon atom within the DOPA molecule. This means that 18FDOPA is
extensively metabolised outside the brain compared to 11C-labeled
DOPA, and radio-labelled 18F-metabolites cross the blood-brain
barrier in disturbing amounts [Lindström et al., 1999]. Comparably less 11C-labeled
DOPA is metabolised outside the brain, as the dopaminergic neurones
metabolising DOPA primarily exist in the brain.
Depressive symptoms in the schizophrenic
patients were found to correlate to a reduction in the 18FDOPA
uptake in the striatum, especially the putamen and the caudate nucleus. Furthermore,
the paranoid symptomatology correlated positively with the right putamen 18FDOPA
uptake [Hietala et al., 1999]. This can indicate that changes in DOPA uptake is
somehow correlated to the disease.
In healthy individuals a pronounced
asymmetric uptake of 18FDOPA in caudate nucleus with the highest uptake
in the right half of the caudate has been observed [Hietala et al., 1999]. This
asymmetry was diminished in schizophrenic patients, so that 18FDOPA
uptake was equal in both halves of the caudate nucleus. No asymmetry in the 18FDOPA
uptake in the putamen was seen either in the patient group or in the control
group. Lindström
et al. (1999) confirmed
these results by comparing left and right hemispheres of a healthy and a
schizophrenic group. However, how this asymmetry is involved in the disease is
unknown.
The degree of DDC activity or degree of
expression might be changed in schizophrenia leading to the higher DOPA
uptake. There might be different isoforms of or mutations in DDC resulting in
different activities. So far, two fairly frequent variations of the DDC gene are known; a 1-bp deletion in
the promoter and a 4-bp deletion in the untranslated exon 1 [Børglum et al.,
1999]. Both deletion sites affect putative binding sites for known
transcription factors so both deletion sites might affect the transcription
rate of DDC. The 1-bp deletion is
found to be associated with bipolar disease, but whether the same is true for
schizophrenia is not known [Børglum et al., 1999].
The dopamine transporter (DAT) belongs
to a large family of Na+/Cl- dependent transporters
containing 12 transmembrane domains. DAT is responsible for the termination of
neurotransmission by a rapid re-uptake of dopamine into the presynaptic
terminals (figure 2). It is believed to control the intensity and duration of
dopaminergic neurotransmission by resetting the dopamine concentration in the
extracellular space. DAT is therefore an important element in regulation of the
actions of dopamine on locomotion, cognition, affection and neuroendocrine
functions. DAT is also a target for psychoactive drugs such as antidepressants
and drugs of abuse including amphetamine and cocaine. Amphetamine and cocaine
act by blocking DAT and thus inhibit dopamine re-uptake, which ultimately leads
to an increase in extracellular dopamine levels [reviewed by Hitri et al.,
1994]. Cocaine has a remarkable psychomotor stimulating effect, causing
euphoria, garrulousness, increased motor activity, and a magnification of
pleasure, similar to the effects of amphetamine. Both drugs have some negative
side effects but cocaine has a less tendency than amphetamine to produce
stereotyped behaviour, delusions, hallucinations, and paranoia [Rang et al.,
1999]. Amphetamine can produce a behavioural
syndrome indistinguishable from an acute schizophrenic episode. These are some
of the reasons for the attention being turned towards the dopamine transporter.
DAT mRNA is present only in dopamine
synthesising neurones and the corresponding protein coincides with dopaminergic
innervation of several regions [Ciliax et al., 1995].
To investigate how high
extracellular concentration of neural dopamine can affect the functional state
of dopamine receptors, as well as other parameters DAT knock-out (KO) mice were
constructed. Striatal synaptosomal preparations from DAT -/- mice showed no
significant dopamine re-uptake, suggesting that no other monoamine transporters
contribute to dopamine re-uptake [Giros et al., 1996].
The DAT KO mice
did not effectively clear extracellular dopamine and exhibited a generally
hyperactive dopaminergic state. They revealed a remarkable increase in
spontaneous locomotor activity during both night and day. This increase was of
the same magnitude as in normal mice treated with very high doses of
amphetamine and cocaine. Other physiological changes appeared; the KO mice
gained weight more slowly than wild type mice did. Females lacking DAT showed
an inability to lactate probably due to the inhibition of prolactin secretion
and they showed an impaired capability to care
for their offspring. The KO mice demonstrated premature death compared to wild
type mice [Giros et al., 1996, reviewed by Gainetdinov et al., 1999].
Giros
et al. (1996)
measured the extracellular dopamine levels in striatal slices from KO and
wildtype mice. There was at least a 100-fold increase in the time dopamine
persisted in the extracellular space in DAT-KO mice. The prolonged dopamine
clearance rate was also associated with a ~ 75% decrease of dopamine molecules
released in response to an electrical pulse. These results suggest that the
releasable pools of dopamine are markedly decreased in DAT KO mice [Giros et
al., 1996]. The basal extracellular dopamine concentration of dopamine in the
striatum was measured by microdialysis and showed a 5-fold elevation in KO mice
compared to wildtype [Jones et al., 1998]. The intracellular content of
dopamine in the DAT KO mice striatum was found to be less than 5% of wildtype
levels. However, dopamine terminals in the striatum were intact, ruling out an
anatomical abnormality as a reason for the decrease. The extremely low
intracellular content of dopamine was unexpected considering the high basal
extracellular levels of dopamine. These results support that a decrease in the
number of DAT can result in a large decrease in the intracellular stores of
dopamine, implying that the reserve pools of dopamine are acutely dependent on
recycled extracellular dopamine [Jones et al., 1998]. The DAT KO mice were also
found to have a doubled rate of dopamine synthesis compared to wildtype mice.
The level of striatal TH protein in the KO mice was found to be less than 10%
of wildtype levels. Thus, a few TH molecules present in DAT KO mice were very
efficient in converting tyrosine to DOPA. This can partly be due to the absence
of re-uptaken dopamine that normally inhibits TH activity [Jones et al., 1998].
In situ
hybridisation revealed that mice lacking DAT had down-regulated the number of
dopamine receptors. The coding mRNA for D1 and D2 was found to be
down-regulated by 55% and 45%, respectively [Giros et al. 1996].
In the absence of DAT, adaptive
changes are concurrently induced in the striatal system. These broad
compensatory changes illustrate the importance of DAT not only in regulating
dopaminergic transmission but also in maintaining normal dopaminergic
homeostasis and function.
There are some
similarities between symptoms of schizophrenic patients and the
hyperdopaminergic phenotype of DAT KO mice. However, several features of the
DAT KO mice do not correlate with those of schizophrenia, which complicates
drawing conclusions about the involvement of DAT in the disease.
Because DAT is a key element in
controlling the extracellular dopamine levels in the brain, various groups have
tried to find evidence for an association between the DAT genes and
schizophrenia.
Silverman et al.
(1996) found evidence for
genetic association of the marker D5S111 with schizophrenia in a large Hispanic
family. The D5S111 locus is located centromerically to the DAT gene, which is
found in the human chromosome 5p15.3 [King et al., 1997]. However, other groups
have not been able to find any association between the DAT gene markers and
schizophrenia [King et al., 1997; Persico & Macciardi 1997]. These results
do not support the existence of a widespread and significant causal
relationship between genetic mutations at the DAT locus and the disease
phenotype.
The dopamine autoreceptors
Dopamine
autoreceptors provide an important mechanism whereby dopaminergic neurones can
regulate cellular functions such as neurotransmitter release, synthesis, and
impulse flow.
The dopamine autoreceptors that are found on somadendrites of the
midbrain dopaminergic neurones regulate impulse activity, whereas the nerve
terminals of these neurones express autoreceptors that modulate both dopamine
synthesis and release [Koeltzow et al 1998]. A lot of work has been done to
establish the nature of these autoreceptors; especially D2 and D3
dopamine receptors have been examined.
D2 receptor KO mice synaptosomes were used to study the
autoreceptors in the dopaminergic pathways. It was found that D2 receptor
serves as an inhibitory autoreceptor both on somadendrites and on the nerve
terminals, and thus were involved both in the control of synthesis, release and
the excitability of the nerve terminals, whereas inhibitory D3
receptors were not found [L’hirondel et al., 1998]. Studies of D3
receptor KO mice confirmed that D3 receptor was not
significantly involved in dopamine autoreceptor function, but there was
evidence that they participate in postsynaptically activated short loop
feedback modulation of dopamine release. [Koeltzow et
al., 1998]. Short loops are mono- or multisynaptic paths from the
postsynapse terminating on the presynapse.
Presynaptic
D2 autoreceptors have recently been shown to regulate DAT activity.
D2 receptor KO mice were found to have a decreased DAT function. It
is likely that local dopamine binds to presynaptic D2 receptors and
thereby increases the DAT activity [Dickinson et al., 1999].
It is
evident that the autoreceptors are important regulators of the dopamine
homeostasis, but whether an alteration caused by a change in the function of
the autoreceptors are involved in schizophrenia is not known.
A recent study indicates that the density of TH-immunoreactive axons is decreased by approximately 30 % in the deep layers of the prefrontal cortex of schizophrenic patients [Akil et al., 1999]. To determine the consequence of a partial loss of prefrontal dopamine axons on the activity of the remaining dopamine axons Venator et al. (1999) examined the effect of 6-hydroxydopamine lesions in the medial prefrontal cortex on local extracellular dopamine concentration in the rat. They found that moderate loss of TH-immunoreactive axons in prefrontal cortex was sufficient to reduce extracellular dopamine concentration in this brain region. These findings support the hypothesis that a loss of dopamine axons in schizophrenia subjects may result in decreased amounts of extracellular dopamine contributing to the expression of some of the symptoms [Venator et al., 1999].
The oxidation of
dopamine results in the formation of neurotoxic o-semiquionones together with
free oxygen radicals. A number of mechanisms are involved to protect cells
against these o-semiquionones including o-methylation by COMT [reviewed by
Smythies, 1997]. Smythies (1997) suggested that the neurochemical basis of some
types of schizophrenia might be a combination of low antioxidant defenses and
other defects. These defects could increase the neural level of toxic
o-semiquinone metabolites of catecholamines. This could lead to neural damage
at critical stages of brain development. There
is increasing evidence that a changed free radical metabolism and oxidative
injury both contribute to the patophysiology of schizophrenia. This is
indicated by the increased levels of lipid peroxidation products in plasma and
CSF, and altered levels of both enzymatic and non-enzymatic antioxidants in
chronic and drug naïve first-episode schizophrenics [reviewed by Reddy &
Yao, 1996].
A well-established hypothesis regarding
hyperactivity in the dopaminergic system in schizophrenia is concerned with
involvement of the dopamine receptors in the disease. This could be caused by a
dysexpression or a malfunction of the receptors.
The high interest in the dopamine
receptors originates in the observation that typical neuroleptics antagonize
the dopamine receptors [Farde et al., 1992] and this is generally believed to
be their mode of action. Furthermore, the clinical outcome of the treatment has
been shown to be correlated with the drugs affinity for a subtype of the
receptors [Creese et al., 1976]. This is why it has long been speculated that
the dopamine receptors might be implicated in schizophrenia.
So far, five distinct neuronal dopamine
receptor genes have been identified. The proteins encoded by these genes all
belong to the superfamily of G-protein coupled 7 transmembrane domain
receptors. Based on pharmacological profiles as well as the molecular structure
they have been divided into two groups [reviewed by Sibley & Monsma, 1992].
The “D1-like” family includes the dopamine D1 and D5
receptors. The “D2-like” family includes the dopamine D2,
D3 and D4 receptors. The chromosomal distributions of the
genes are as follows: D1: 5q35.1; D2: 11q22.5;
D3: 3q13.3; D4: 11p15.5; D5: 4p15.2 [reviewed
by Portin & Alanen, 1997].
Typical neuroleptics bind mainly to the D2
receptor and it was therefore suggested that this receptor could be implicated
in the development of schizophrenia. However, with the discovery of an atypical
neuroleptic, clozapine, which binds to the dopamine D4 receptor with
high affinity [Van Tol et al., 1991], focus has been concentrated on this receptor.
Treatment with clozapine does not cause the extra pyramidal side effects
(disorganised movements) observed when treating with typical D2
receptor antagonizers and the D4 receptor is now thought to play a
more central role in schizophrenia than it was first believed. As only the D2-like
receptors seem to be involved in the treatment of the disease by dopamine
receptor antagonists only this subgroup will be considered here.
The elucidation of which part the
dopamine receptors may play in schizophrenia is rendered difficult. The methods
used to determine the amount of receptors have not led to unambiguous results.
One approach used is determining the mRNA expression level by RT-PCR, northern
blotting or ribonuclease protection assay. Others are based on measurement of
the density of putative receptor binding sites by using radioactive labelled
ligands with different affinities for the various receptors.
Measurement of the density of putative D2,
D3, and D4 receptor binding sites has typically
been done using [3H]raclopride and [3H]nemonapride. [3H]raclopride
binds to dopamine D2 and D3 receptors with high affinity
whereby the combined density of these two receptors can be estimated. [3H]nemonapride
binds to dopamine D2, D3, and D4 receptors.
Thereby, labelling of brain homogenates with these two different ligands allows
an estimation of the putative D4 receptor sites. This technique is
not ideal as different affinities of the [3H] ligands for the receptor
subtypes make interpretation of the results more difficult. However, the lack
of specific ligands complicated the direct measurements for a long time. With
the discovery of the D4 receptor specific ligand, [3H]NGD-94-1,
the direct determination of D4 receptors has been attempted [Lahti
et al., 1998].
However, there is still some
inconsistency between the results obtained by different methods as well as by
the same method.
In brains from normal individuals, all
three types of receptor mRNA have been found in moderate levels in the medial
temporal lobe structures (e.g. hippocampus, amygdala and entorhinal cortex) as
well as in the neocortex. The expression of D2 and D3
receptor mRNA is found to be high to moderate in the basal ganglia (striatum
and nucleus accumbens) [reviewed by Meador-Woodruff, 1995]. The level of
expression of D4 receptor mRNA in the basal ganglia has not been
clarified. D4 receptor mRNA has been detected in caudate nucleus as
well as in nucleus accumbens [Matsumoto et al., 1996; Stefanis et al., 1998]
while others have been unable to detect the transcript in this region [reviewed
by Meador-Woodruff, 1995]. D4 receptor mRNA has also been found in
frontal cortex [Mulcrone & Kerwin, 1996; Stefanis et al., 1998]. D2
receptor mRNA expression was high and D3 and D4 receptor
mRNA levels were undetectable or low in the substantia nigra [Matsumoto et al., 1996; reviewed by Meador-Woodruff 1995].
The results obtained with the D4
receptor specific ligand [3H]NGD-94-1 indicate that the highest
density of D4 receptor in normal brain is in the hippocampus,
entorhinal cortex, insula and collateral sulcus. Lower amounts of binding sites
were also detected in the basal ganglia (striatum and nucleus accumbens) [Lahti
et al., 1998]. This is in agreement with Murray et al. (1995) who found
putative D4 receptor binding sites to be homogenously distributed in
the basal ganglia using [3H]nemonapride and [3H]raclopride
labelling.
The reason for the discrepancy between D4
receptor mRNA distribution and binding sites the basal ganglia is still
not clear. It is possible that one or more of the [3H] labelled
ligands also bind to undefined sites, which are different from D4
receptors. Another possibility is that the only D4 receptors present
in the striatum are located presynaptically on afferents from other brain
areas. If this is the case, the receptors will be synthesised in distally
located cell bodies, explaining the lack of mRNA in striatum. The major
corticostriatal afferents to the striatum are glutamatergic [Crossman &
Neary, 1995]. The frontal cortex is a major source of glutamatergic afferents
in this region, and so the D4 receptor binding sites detected in
striatum may be synthesised in frontal cortex. This is in accordance with the
existence of D4 receptor mRNA in frontal cortex [Stefanis et al.,
1998].
So far, there seems to be a number of
indications for the existence of the dopamine D4 receptors in the
limbic system as well as in the basal ganglia although their relative level in
this latter area may be rather low.
The distribution of the D2-like
receptor mRNA is shown in table 1. The binding sites of the D4
receptor are shown in table 2.
|
|
D2 |
D3 |
D4 |
|
Basal ganglia: Caudate
nuc.
Putamen N. accumbens |
+++ +++ +++ |
+ +/++ +++ |
-/+ -/+ -/+ |
|
Amygdala Hippocampus Entorhinal cortex |
+ ++ ++ |
? ++ + |
++ ++ ++ |
|
Neocortex |
+++ |
+ |
+ |
|
Substantia nigra |
+++ |
-/+ |
-/+ |
[Matsumoto
et al., 1996; Stefanis et al., 1998; reviewed by Meador-Woodruff 1995]
|
|
D4 |
|
Basal ganglia: Caudate
nuc.
Putamen N. accumbens |
++ ++ ++ |
|
Hippocampus Entorhinal cortex
|
+++ +++ |
|
Neocortex |
++ |
|
Substantia nigra |
0 |
[Murray et al., 1995; Lahti et al., 1998; Seeman et
al., 1993]
A difficulty in determining the role of
the dopamine receptors in schizophrenia is the limited availability of human
brain material, as well as the fact that the use of neuroleptics has been shown
to increase the number of dopamine receptors. One month treatment of healthy
rats with a widely used drug haloperidol results in a 2-fold increase of
striatal D4 receptor density and a 19% increase in the combined
density of striatal D2 and D3 receptor sites, using
untreated rats as controls [Schoots et al., 1995]. The result is consistent
with an 88% increase in receptor mRNA levels in the striatum of the same rats.
No increase in the receptor density in the frontal cortex was found. Therefore,
medical records need to be available and considered when estimating the role of
the dopamine receptors in schizophrenia.
Comparing dopamine D4 receptor
densities between schizophrenics and control groups has led to several
interesting discoveries. Seeman et al. (1993)
labelled D2, D3 and D4 receptor binding sites
with [3H]raclopride and [3H]nemonapride in brain
homogenates from the striatum of postmortem schizophrenics and controls, and
estimated the density of of the receptors. The density of D4
receptors was six times elevated in the schizophrenic group and the density of
D2 and D3 receptors together was increased by 10%. This
group of patients had received neuroleptic treatment prior to their death,
though. Another control group consisting of patients with Alzheimers or
Huntingtons chorea, who had also received neuroleptic treatment, showed an 1.9
elevation in the density of striatal D4 receptors. This number is
consistent with the results obtained from experiments with rats treated with a
neuroleptic drug for one month [Schoots et al., 1995]. Therefore, there are
indications that the elevation found by Seeman et al. (1993) is not due
entirely to the use of neuroleptics.
The existence of increased density of D4
dopamine receptor sites in striatum from schizophrenics has been confirmed by
others using the same method [Murray et al., 1995]. Stefanis et al. (1998) found increases in the level of D4
receptor mRNA in frontal cortex of schizophrenics, but this study used
brain material from patients receiving neuroleptics just before their death,
and it cannot be excluded that this was the actual reason for the observed
increase. However, the elevation was found to be restricted to the frontal
cortex and did not involve the caudate nucleus, which is just the opposite to
the results obtained when treating rats with a neuroleptic [Schoots et al.,
1995]. These rats had a regional up-regulation of mainly D4 receptors
in striatum but no effect was seen in the frontal cortex, suggesting that the
up-regulation discovered by Stefanis et al. (1998) may be disease-related.
However, no elevation in D4 receptor mRNA levels was found in
frontal cortex of schizophrenics who had received neuroleptic treatment prior
to death in another study [Mulcrone & Kerwin, 1996].
Using the D4 receptor specific
ligand [3H]NGD-94-1, increases in D4 receptor density
were found in the hippocampus of schizophrenics treated with antipsycotic drugs
at the time of death as well as in schizophrenics who did not receive drugs for
at least 3 months prior to their death [Lahti et al., 1998]. No changes in the
density of D4 receptors were found in striatum (caudate nucleus and
putamen) which is in agreement with the D4 mRNA measurements made by
Stefanis et al. (1998). These results are in contrast to the findings of Murray
et al. (1995) and
Seeman et al. (1993) as well
as to the suggestion that neuroleptics cause an up-regulation in this area.
Using [125I]epidepride to
label D2 and D3 receptors, instead of [3H]raclopride,
and [3H]nemonapride to label D2, D3, and D4
receptors, no striatal D4 dopamine receptors was detected
in schizophrenics or normal controls [Reynolds & Mason, 1995]. The D2
and D3 receptor density was increased by two-fold in the
schizophrenic group, which was suggested to be due to the neuroleptic treatment
of these patients. The absence of D4 receptor in striatum is
consistent with the measurements of D4 receptor mRNA in this region
[reviewed by Meador-Woodruff, 1995]. In another study using the same ligands,
an elevation of D4 receptor binding sites in putamen of
schizophrenics could be detected [Seeman et al., 1995]. Conclusion about
whether an up-regulation of particularly D4 receptors takes place in
the course of schizophrenia or at least in a subgroup of patients is still
controversial. There seems to be some indications for an increase in the
expression levels in striatum, but the exact significance of these findings
remains to be discovered.
Table 3 summarises D4 dopamine receptor up-regulation
in various brain regions in schizophrenia.
|
|
D4 |
|
Basal ganglia: Caudate
nuc.
Putamen N. accumbens |
-/ -/ -/ |
|
Hippocampus Entorhinal cortex |
|
|
Neocortex |
-/ |
[Seeman et al., 1993; Murray et al.,
1995; Reynolds & Mason, 1995;
Seeman et al., 1993; Seeman et al., 1995; Lahti et
al., 1998; Stefanis et al., 1998]
The density of D3 receptors
has been found to be elevated in striatum in a group of postmortem
schizophrenics using the D3-specific radioactive labelled ligand [125I]-7-OH-DPAT
[Gurevich et al., 1994]. However, the authors do not mention the patients’
history of neuroleptic treatment and others have not confirmed this finding.
It is still not clear whether an
up-regulation of the dopamine receptors, in particular the D4
receptor, do in fact play a role in the development and the cause of
schizophrenia.
Moreover, down-regulation of the dopamine
receptors has been detected in schizophrenia as well. RT-PCR showed a selective
loss of the D3 transcript in the parietal and motor cortices in post
mortem schizophrenics compared to normal controls [Schmauss et al., 1993]. This
has been suggested to be due to an up-regulation of an alternative splice
variant of D3, D3nf, at the expense of normal D3
mRNA [Schmauss 1996]. The existence of this splice variant does not seem to be
due to a splicing error as the transcript was found in the same amounts as
normal D3 mRNA in normal human cortical tissue [Liu et al.,1994].
However, the ratio of D3nf/ D3 mRNA has been demonstrated
to be increased in the cingulate cortex of schizophrenics compared to normal
controls [Schmauss 1996], suggesting an abnormal post-transcriptional
processing of D3 pre-mRNA in schizophrenia. It is possible that
unique splicing factors are required for the alternative D3nf mRNA
and that altered expression of such factors underlies the observed abnormality
in mRNA processing. The splice variant has an unusual splice site and has a
deletion of 98 nucleotides within exon 1. The translated protein is truncated
in the putative third cytoplasmic domain, which may affect signaling through
the coupled G-protein [Liu et al., 1994]. An important point is whether the
altered splicing is initiated due to neuroleptic treatment as all
schizophrenics in this study had received treatment.
So far, no conclusive evidence exists for
the role of the dopamine receptors in schizophrenia.
When measuring the levels of dopamine
receptor binding sites the labelling of D2 and D3 receptors
with [3H]raclopride was done using a stable GTP analog (Gpp(NH)p),
which elevates the number of raclopride binding sites [Seeman et al., 1993].
This has been suggested to be caused by the GTP analog converting the high
affinity binding state of G-protein-linked receptors into the low affinity
state, leading to a decrease in the binding of endogenous dopamine [Hall et
al., 1992]. Thereby, the binding of antagonists such as [3H]raclopride
can be enhanced. The mechanism whereby this happens is believed to depend upon
the interaction of Gpp(NH)p with the a-subunit of G-proteins associated with
the receptor. The rise in [3H]raclopride binding sites in the
presence of the GTP analog has not been
observed in brains of schizophrenics [Seeman et al., 1993], thereby indicating
a possible abnormality in G-proteins coupled to D2 and D3
receptors in schizophrenia. Consistent with this is that the amount of Gi and
Go is decreased in the putamen and the hippocampus of schizophrenics
[Okada et al., 1991]. Altered signalling through the receptors may therefore be
present some schizophrenics at least, leading to a changed response to dopamine
in these patients.
The methodology for investigating
nucleotide variants and polymorphisms involves a range of studies of promoters,
5’ untranslated regions (UTR), exons, introns and 3’ UTR’s. Deviations in these
regions can lead to altered transcription, translation, further processing and
sorting of the receptors as well as to a change in function of the proteins.
The nucleotide variation may not be pathogenic by itself but could be an
association marker for schizophrenia or be in linkage with a pathogenic
variation.
The most recent studies on different
polymorphisms of the D2 receptor resulted in controversial
conclusions about their influence on the development of schizophrenia and their
importance as association markers. Arinami
et al. (1997) identified a
polymorphism by single stranded conformational polymorphism (SSCP) followed by
sequencing nucleotide variants using blood samples from 20 randomly selected
Japanese schizophrenic patients and 20 Japanese control subjects. The
polymorphism was located in the promoter of the D2 receptor gene and
was a –141 insertion/deletion variant. The most frequent polymorphism found is
the insertion variant (two cytosines in a row) compared to the deletion variant
(one cytosine deleted) [Arinami et al., 1997].
After such findings two questions have
arisen: Is the –141 ins/del polymorphism functional and/or can the polymorphism
be used as an association marker? Making an expression system in human cells
and thereby measuring the influence of the polymorphisms on the strength of the
promoter answered the first question. This showed that the deletion variant was
a less strong as a promoter. To answer the second question blood samples from
260 schizophrenics and 312 control subjects were analysed. The deletion variant
was underrepresented in the schizophrenic patients suggesting a negative
association between the –141del variant and schizophrenia. These results could
indicate that individuals carrying the –141del polymorphism are less
susceptible to develop schizophrenia.
Several groups have later repeated
the association study. Tallerico et al. (1999) were not able to confirm the findings.
They performed an association study in a North American schizophrenic group
analysing the frequency of the –141 ins/del polymorphism in 50 schizophrenics
and 51 control subjects. They did not identify any significant differences in
distribution of the alleles between the two groups. Similar studies carried out
on German and British subjects did not confirm any association [Stöber et al.,
1998; Arranz et al., 1998].
In recent years several reports of an association between schizophrenia and the glycine-9-serine polymorphism of D3 have emerged. Crocq et al. (1992) described a polymorphism within exon 1 of D3 that creates a Msc1 restriction site and a change of glycine to serine in the extracellular domain of the receptor. The Msc1 restriction site was found to be associated with schizophrenia in a group of patients [Crocq et al. (1992)]. Asherson et al. (1996) have further investigated the Msc1 polymorphism and proposed two possibilities for the role of this site. The Msc1 allele might be pathogenic, bringing about a small increase in the susceptibility for developing schizophrenia or the Msc1 polymorphism is a marker for a significant polymorphism within the gene. Using SSCP they found that the Msc1 substitution polymorphism was the only important polymorphism in the D3 receptor in relation to schizophrenia. There was detected a significantly increased homozygosity for Msc1 among the patients, particularly among males.
Segman et al (1999) found a negative association between the Msc1 site and dyskinesia, a disease characterised by involuntary movements. It is a well-known adverse effect of long-term administration of antipsychotic drugs in schizophrenics. In brief, the association was manifested as an increased likelihood of dyskinesia in neuroleptic treated schizophrenic patients with the glycine allele.
Further investigations should elucidate whether a dysfunction of the receptor is related to the amino acid substitution.
The D4 receptor encompasses a
hypervariable segment in the coding region of exon 3 characterized by a varying
number of up to 10 times of a 48 bp repeat [Lichter et al., 1993]. The D4
receptor polymorphism of the 48 bp repeats is not associated with schizophrenia
but it was suggested that the receptor allele variants may be related to the
neuroleptic response [Tanaka et al., 1995; Hwu et al., 1998].
Hwu et al. (1998) investigated a possible
relationship between neuroleptic treatment response in schizophrenia and
polymorphisms of the D4 gene. Two groups of schizophrenic patients
were described: The genotypes of group I consisted of one allele carrying 2
times 48 bp repeats and one allele carrying 2,4 or 6 repeats. Group II was a 4
times 48 bp repeat homozygous. DNA from the patients’ lymphocytes were analysed
by PCR, and Hwu et al. (1998) concluded that the group with a homozygous 4
times 48 bp repeat in exon 3 of D4 exhibited a more rapid
neuroleptic response. The biological function of the 48 bp repeat polymorphisms
is not yet known so the 48 bp might be in linkage with other putative
functional polymorphisms.
The hypothesis that schizophrenia is
caused by hyperactivity in the dopaminergic system has been shown to be far too
simple. The dopaminergic system does seem to be involved in the disease but it
is still not clear how the dopamine homeostasis is altered and why. Several
different mechanisms involved in the dopaminergic pathways have been proposed
to play a major role in the development of schizophrenia but so far all of
these has been rejected as being a major cause. Nevertheless, many cellular
aspects of the dopamine system are changed in subgroups of schizophrenics and
some of them may be of importance for the development and symptoms of the
disease.
Low activity of the dopaminergic
system has been correlated to the negative symptoms of schizophrenia. This low
activity can be the result of a decrease in the synthesis of dopamine caused by
a low tyrosine uptake in the brain [Ramchand et al., 1996; Wiesel &
Bjerkenstedt, 1996] or a decreased activity of DDC [Hietala et al., 1999]. A
recent study showed a significant reduction in the number of dopaminergic axons
in the prefrontal cortex [Akil et al., 1999], which could be a consequence of a
low antioxidant defence in the schizophrenic patients. Although down-regulation
of the D3 receptor has been found, a general down-regulation of the
dopamine receptors cannot itself explain a decrease in dopamine transmission in
schizophrenia.
Presence of hyperactivity in the
dopaminergic system has been extensively searched for. Several groups have
found an elevation in the uptake of DOPA in various brain parts. This was
interpreted as an increase in the activity of DDC, possibly reflecting a higher
dopamine synthesis [Reith et al., 1994; Hietala et al., 1999; Lindström et al.,
1999]. An increased density of the dopamine receptors has been found to be
associated with schizophrenia. D4 has been found to be profoundly
elevated in the striatum of different patient groups [Seeman et al., 1993;
Murray et al., 1995]. Other groups were not able to confirm these results, so
up-regulation of D4 receptors is not a general mechanism
contributing to dopaminergic hyperactivity in schizophrenia. However, it is
possible that one mechanism whereby hyperactivity arises is an up-regulation of
the expression of the dopamine receptors at least in a subgroup of patients.
A major problem interpreting the
various results is the existence of many compensatory mechanisms in the
dopaminergic pathway. The study on DAT KO mice emphasised this point [Giros et
al., 1996; Jones et al., 1998]. Thus, it can be difficult to determine whether
an observed change in the dopamine pathway is the primary cause of the disease
or just a compensatory mechanism. For instance, the up-regulation of the
postsynaptic dopamine receptors can be a mechanism to compensate for a low
presynaptic release of dopamine and thus, indicate a general hypodopaminergic
state of the system instead of a hyperdopaminergic state. Another complication
concerning the receptors is the presence of D2 autoreceptors. In
many studies it is not possible to determine whether the receptors are located
on the presynapse or on the postsynapse. This makes it difficult to draw any
conclusion about the consequences of an up-regulation of the receptors.
Family, twin, and adoption studies
indicate a genetic predisposition to schizophrenia. Genetic studies have
implicated several minor susceptibility loci; however, the clinical impact of
these loci on the neurobiology of schizophrenia is still unclear [reviewed by
Portin & Alanen, 1997].
Studies on different allele variants
of TH have shown a weak correlation to schizophrenia in a certain ethnic group
[Wei et al., 1997; Burgert et al., 1998]. D5S111, which is a marker for DAT,
has been found to be associated with schizophrenia in one family [Silverman et
al., 1996] but this has not been generally confirmed [King et al., 1996;
Persico & Macciardi, 1997]. Studies on D3 and D4 receptors
have shown that allele variants encoding structurally slightly different
receptors can be associated to schizophrenia [Hwu et al., 1998; Segman et al.,
1999]. These receptors might have a different affinity for dopamine and may
therefore increase the susceptibility for developing schizophrenia.
These findings support the theory that
schizophrenia has multiple genetic causes; mutations in various genes, which
affect the dopamine pathway, might cause the same symptoms.
While it is
generally acknowledged that genetic factors do play a role in determining an
individual’s susceptibility to develop schizophrenia it is becoming
increasingly clear that with equal genetic loading, expression of the disease
can be influenced by external factors. In rats anoxia during birth and repeated
stress contribute to the development of dopaminergic hyperfunction, and thus
support the view that birth complications may contribute to the pathophysiology
of psychiatric disorders [Brake et al., 1997]. Others believe that failures in
early brain development and structural abnormalities are associated to the
pathophysiology of schizophrenia. The frequency of in utero insults and/or obstetric complications has been found to
be higher in mothers of schizophrenics than in mothers of non-schizophrenics.
[reviewed by Egan & Weinberger, 1997]
The failures in brain development
may affect the brain areas differently; the activity may be up-regulated in
some parts and down-regulated in other parts. This could account for the
changed asymmetry and loss of prefrontal axons and might explain that both
negative and positive symptoms can be found in the same patient.
Interneural connections in the brain
are very complex and the different neurotransmitter systems interact closely.
Changes in the activity of the dopaminergic system could be caused by
abnormalities elsewhere in the brain. One of the systems that recently has
received a lot of attention is the glutamatergic system, which is known to
interact with the dopaminergic neurones. Phencyclidine (PCP) blocks a glutamate
receptor in some parts of the brain and induces symptoms that closely resemble
the mental state in schizophrenia [Rang et al., 1999].
This is just some of many theories concerning the aetiology of schizophrenia. Despite many years of study the dopaminergic systems role in schizophrenia still remains controversial. Changes in the dopamine system are found in many studies, and dopamine is somehow involved in the disease. It seems reasonable to suggest that a disease as complex as schizophrenia might involve both disturbances in different neurotransmitter systems as well as developmental abnormalities. Thus, knowledge from other fields of neurobiology has to be taken into account when unravelling the aetiology of schizophrenia.
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