PPT Slide
The corporation law requires that an INVESTMENT ADVISER with the intention of making any recommendation has reasonable grounds for making that recommendation.
This means that the INVESMENT ADVISER making these recommendations �must� conduct an appropriate investigation as to the investment objectives, financial situation and particular needs of the person concerned.
The information requested in this form is necessary to enable a recommendation to be made on a ��reasonable basis�� and will be used only for that purpose.