1. What do scientists do?
Inductionism, Kuhn, Lakatos and Popper's paradigm.
Science, technology, gadgets and public health.
Reproducibility, models and mechanisms and peer
review. Publish or perish.
Inductionism
------------
It used to be believed that inductionism was the method of science;
certainly it was the traditional belief of non-scientists that this
was the way that scientists proceeded. Facts were collected,
regularities observed, and scientific laws were deduced from the facts
so collected. A common example given was the joint work of Tycho
Brahe and Kepler, the former collecting many observations of the
position of the Planets and the latter deducing therefrom the famous
Kepler's laws which enable the motion to be described by mathematical
equations. Similarly Darwin observed the structure and behaviour of
many animals and birds, finally enunciating the theory of evolution, a
principle which, while not expressible mathematically, satisfactorily
explained for him the diversity of life. At its most basic level
induction says that if we observe the Sun to rise every 24hrs
sufficiently often, then we are entitled to "induce" a law that it
will always so rise.
The history of inductionism is long and studded with famous names. The
inductionist claims that the way forward in knowledge begins with the
collection of facts, collection without pre-suppositions about what
stucture may be later revealed, or even relevant. The first overt
proposals for the extension of knowledge by the use of induction seem
to have been made by Francis Bacon (1561-1626). He studied law at
Cambridge and held a succession of posts under Elizabeth I and James I
eventually becoming Lord Chancellor in 1618.
In 1605 he published a book called "The Advancement of Learning" in
which he argued against mysticism and tradition as the enemies of
progress and argued in favour of experimental science as a means of
improving the human condition. This was followed in 1620 by the "New
Organon". The title was a reference to the work of Aristotle in which
the latter demonstrated the rules of logic or deduction. Bacon was not,
however a scientist or experimenter himself; his attempt to preserve a
chicken by stuffing it with snow ended in a chill, bronchitis and
death, and this is the only recorded experiment we have of his! Bacon's
influence on the real experimenters of his age, Gilbert and Harvey, was
negligible Harvey was in fact Bacon's own doctor! However Bacon's court
position made experimentation fashionable and acceptable to the wealthy
classes.
In Bacon's "New Atlantis", published in 1627, he describes a fictional
research institute, "Salomons House" where the idea of a scientific
co-operative or research project appears. The declared objective is
"the knowledge of causes and the secret motions of things; and the
enlarging of the bounds of human empire, to the effecting of all things
possible". There seems to be little doubt that this fiction had an
impact on the founders of the Royal Society which had an enormous
impact on English and indeed world science.
Scientific Revolutions.
----------------------
Thomas Kuhn is a modern philosopher of science,
Kuhn begins by saying that for most historians of science, "science"
is the collection facts, theories and methods collected in texts
current at a particular time and that the people who add to that corpus
of knowledge are scientists. The history of science then
becomes the chronicle of the piecemeal accretion of knowledge and
techniques and an explanation of the errors and mistakes made in so
doing. And Kuhn takes the view that a careful reading of original
sources shows that ancient science, for example Greek dynamics, is no
less "scientific" or idiosyncratic than the views held today. Kuhn
defines as "normal" scientific activities as those of scientists who
inhabit a mental world conditioned by their education and tradition.
He claims that normal science "suppresses" new discoveries because
they are "subversive" and uses a terminology that treats science as a
form of politics. Only when scientists can no longer "evade"
inconvenient facts does a scientific "revolution" take place and the
new knowledge become absorbed into "normal" science. Scientific
revolutions for Kuhn are the familiar changes recognized by
historians, those associated with Copernicus, Newton, Lavoisier and
Einstein.
Because a new theory impinges on the prior work of those specialists
working in the same field, says Kuhn, it will be resisted by them.
Normal scientists, in Kuhn's view, work totally within the "paradigm"
to which they give their allegiance, exemplified by him as a seminal
work such as Newtonian Dynamics, and normal scientists do not disagree
over the fundamental laws, theories, application or instrumentation
associated with their paradigm. Kuhn discusses theories of light to
show that different paradigms were used in different historical
periods. Before Newton there was no paradigm and no common set of
beliefs and the choice of experiments or phenomena to describe was
un-constrained. This, for Kuhn, is "less than scientific". This
pre-paradigmic activity, where authors were more concerned with
converting others to their views than working within an agreed basis,
is seen by Kuhn as radically different from post-Newtonian work on
optics.
In the absence of a paradigm ALL facts may seem equally relevant and
it is difficult to be other than random in gathering facts. Thus the
inductive method is doomed to failure because the absence of a
paradigm, any paradigm, causes uncritical fact collection. Once
electrical researchers had characterised electricity as a fluid,
creating a paradigm, someone was bound to try and bottle it. The
result was the Leyden jar, or capacitor which, Kuhn says, could hardly
have been discovered without the framework provided by the paradigm.
The further result of the existence of a paradigm is that the basic
facts etc. are now agreed and need no longer be described for the
general worker in the field, they can be encapsulated in the textbooks
for students, and leave the field free for research on extending the
paradigm among the professional practitioners of the paradigm, the
normal scientists. This research will be published in Journal or
reports and will be inaccessible to those who have not undergone the
apprenticeship of studying the texts. The normal scientist will only
write volumes of autobiography or text-books. It takes a
revolutionary to write a book with a new paradigm addressed to a
receptive readership.
A new paradigm achieves its revolutionary success by its power to
explain phenomena more convincingly but also by containing implicitly
a program on consolidation and "normal" scientific work. Most
scientists throughout their career are concerned with "mopping-up"
operations according to Kuhn. Normal experimental science has three
foci.
Firstly the facts which illustrate the particular nature of the
paradigm can be determined more accurately and in a larger variety of
situations. For example, in astronomy, the positions and magnitudes
of the stars, the periods of planets. Complex experimental equipment
is developed to assist in this program.
Secondly there is the determination of those facts which can be
checked against the predictions of the paradigm theory. Kuhn states
that there are usually fe such predictions, and again they usually
require large investments in time and equipment. As an example he
quotes the predictions of Einstein's theory of relativity.
Thirdly there are experiments to resolve remaining problems and
ambiguities left unresolved by the paradigm. Again Kuhn refers to
astronomy pointing out that Cavendish's work on the value of
the universal gravitational constant which is a resolution of material
in Newton's Principia
Normal theoretical science can be divided into the same type of
activities. Firstly the use of the theoretical paradigm to predict the
occurrence of phenomena, for example astronomical ephemerides; this is
usually seen as a technical problem, not suitable for advanced work.
Then there are extensions of the theory to further cases and
reformulations of the theory with different enphases. Kuhn believes
that normal science is is not concerned with novelty, but with puzzle
solving. Failure to reach the expected result is considered a
failure. Kuhn believes that only soluble problems are attempted;
problems which will require skill certainly, but which with technique
can be soved within the terms of the paradigm. "Difficult" problems
will not be attempted because they invite failure.
It seems to me that Kuhn's work is an attempt to describe how people
work in science by examining their published work and not by asking
them, a very academic exercise. Increasingly experimental scientists
are sceptical of the work of their theoretical cousins and do not, it
seems to me, elevate their paradigms to such a predominant position.
In particular one on the failings of Kuhn's work is that it is based
very largely on physics, where theory is predominantly taught. The
situation in biology is, I think, different.
Popper - Conjectures and Refutations
----------------------------------------
One of the problems in talking about science with non-scientists is
the use of a specialized vocabulary that has meaning independent of
the speaker. This can be contrasted with other subjects of human
endeavour, where what a word means often depends on who the speaker is.
Nowhere is this more obvious than in the the use of the word "law".
In elementary science courses we are taught about Ohm's Law, Newton's
Law and so on, although very few of the scientists of the 20th Century
have given rise to "Laws", and perhaps this is due to a shift in
perception of what a scientific "Law" is. For the Greeks there were
"Laws of Nature" which were thought to be rules laid down by the Gods
about how the world should work. Thus it was as possible for these
laws to be "broken" by other Gods and miracles to be worked. But a
scientific "Law" is descriptive, not prescriptive, and, as such, can
be superceded at will by a better description.
The distinction was well understood by the Scottish philosopher Hume
(1711 - 1776) who pointed out that the other characteristic of
scientific laws was that while inductionism was seductive it was not
logical. There was no necessary law that connected cause and effect.
Just because the Sun rises every morning is no guarantee that it will
rise tomorrow. What we think of as "causation" is merely succession
in time.
No one has offered a satisfactory solution to Hume's problem of
inductionism. If science only advances by induction of laws from
data, and induction itself is not firmly based in logic, then, so the
argument goes, we are on very uncertain ground. Most practising
scientists merely ignore this problem, some finding solace in
religion, but it is a strange astronomer who worries about sunrise
when he goes to bed.
Karl Popper is almost unique among philosophers of science in that
some scientists, at least, feel that what he has to say about science
actually corresponds to what they do in their working life. Popper
points out that although Hume's problem is still there, a scientific
law is not, in some sense, symmetrical. What he means by this is that
you can make many observations that confirm a scientific law but
although these may make you more certain, it is only psychological,
like a climber's psychological belay. When a climber cannot protect
himself with a strong belay he may use two or more weak ones, although
he "knows" that he is not protected, he may gain enough courage to
make his next move. But one observation which goes counter to the
law is sufficient to refute it. This many/one distinction between
confirmatory observations and a single refutation is the keystone of
Popper's theory.
The typical example given is that of the birdwatcher and the swans.
The birdwatcher sees a large white bird and calls it a swan. Many
similar birds are seen on subsequent occasions, and the birdwatcher
induces the scientific law - all swans are white. But one day she
sees a large bird with all the same characteristics - but it is BLACK!
This single observation is sufficient to disprove the law, despite all
the other white swans that were seen.
Further, Popper points out that for something to be "scientific", for
it to be possible to describe something by a "scientific" law, the law
must be "testable". That is to say, it must be possible to describe
an experiment and an observation which would refute the law.
Applying this criterion of demarcation there are many theories which,
while descriptive, cannot be described as scientific. One of the
most famous examples given is that of Freud's psychoanalytic theory.
While saying nothing about "truth", Medawar, a distinguished scientist
and Popperian, destroys any pretensions of Freud's work as science.
It is just not possible to design and carry out an experiment which
would refute Freud's theory of the unconscious mind.
Lakatos - Research Programs
---------------------------
Imre Lakatos suggests that in reality science may not proceed like the
birdwatcher and the swans. He suggests that when the black swan is
found a research program is initiated to discover the pollutants that
coloured the swan. None are found, so a grant is obtained to
investigate the genetic structure of black swans with a view to
dicovering the cause of the mutation which caused the white swans
offspring to become melanic. None is found so another research
program is started to investigate whether a form of accelerated
evolution is resulting in all swans becoming black, and so on.
Science, technology, gadgets and public health.
----------------------------------------------
We are increasingly dependent for our functioning on what I would call
gadgetry, devices and products that derive directly from scientific
advances this century. What seem to distinguish this mode of existence
from that which we had previously is that we can no longer understand
or fix the gadgets when they go wrong. In the days of the blacksmith it
was easy to see how to make a horseshoe and the equipment to make one
could itself be made by a man working alone. It is very different with
a pneumatic tyre. Similarly a cats-whisker radio is easily made by 9
year old, but a modern television set is often junked when it goes
wrong, the number of people who can fix them is limited and their
charges are high. When it costs 4 pounds an hour to clean a room, 60
pounds an hour to clear a blocked drain, 100 pounds an hour for a
lawyer and 1000 pounds an hour for a top male model we can see how
society values the varying services. You can get quite a good scientist
for 20 pounds an hour and an adult education lecturer for 13 pounds an
hour. We can survive quite well without either, but without our gadgets
we would be lost.
List of gadgets.
Convenience foods; freeze dried coffee,post ww2; frozen food 1950.
Chip-based calculators 1972
Lasers - Bar coding books/goods/carriages,Surveying/ranging/compact
discs/welding/surgery/telecomms.
Antibiotics.penicillin/streptomycin.
Microwaves.ovens/air traffic control.
Video.entertainment/security/inspection in hostile environments
Contraceptive pill 1960 Carl Djerassi in California
Smoke detector using radioactive source
Time measurement by quartz crystal.
Plastics contact lenses/containersMan made fabrics, nylon/terylene
Teflon non-stick frypans/clothing/insulation heart valves/replacement
joints.
Shatter proof glass.
Satellite telephone and video links optical fibre low interference
cables
Computers/copiers/facsimile transmission Holograms as security devices.
Reproducibility, models and mechanisms and peer review.
------------------------------------------------------
The most important fact about scientific knowledge is, it seems to me,
its reproducibility, across time across space, and independent of the
observer. This gives rise to as yet unsolved problems in respect of
Quantum Theory, which seems to show that there are phenomena which in
some way depend on the observer. Thankfully these phenomena are all
at the microscopic level and have no effect in the universe of trees,
houses and people which we normally inhabit. Speculations as to the
meaning of Quantum Theory for everyday life can be left to
philosophers and mystics but we must be aware that such theories are
models of reality and are themselves subject to revision from time to
time. Indeed, the practical scientist is only too well aware that
mathematical constructs, such as Quantum theory or Newtonian dynamics
are models which are subject to revision and sometimes radical
revision in the light of observal, practical measurements. An
astronomer has likened theories to great battleships, assembled by
ingenious workmen, which steam around in the ocean of truth.
Sometimes a battleship encounters a small bubble of observational
fact, and to the surprise of all, the battleship capsizes and sinks,
while the bubble sails serenely on.
By peer review, by the repetition of experiments by others in
different places and different times, the scientific community ensures
that the reports of individuals are confirmed and embodied in
scientific knowledge. Examples of efects that failed this acid test
are the production of neutrons from Zeta, polywater and cold fusion.
Publish or perish.
------------------
One of the slightly disturbing developments of the last fifty years is
the way in which scientific developments have become almost completely
the prerogative of large corporations and universities. This has
resulted in two opposing trends. For large corporations it implies
that scientific knowledge is an asset and is subjected to legal
protection by means of patents and copyrights. Documents are marked
commercial in confidence and scientists and technicians have to sign
away the right to publicise work in which they are involved. On the
other hand in Universities it is necessary to publish work in order to
achieve tenure or peer approval. This results in the publication of
much that is of marginal importance and the inflation of routine
results. There is an old joke about "Biologically active
substances", these are defined as those substances, which, when
injected into a laboratory rat, produce a learned paper. Derek de
Solla Price, a Cambridge historian of science, showed 40 years ago
that the volume of scientific papers was increasing exponentially.
this results in another joke; the undergraduate scientist reads
text-books, the graduate scientist reads papers, the established
scientist reads abstracts, when promoted, the professor reads titles
and on retirement the scientist reads detective stories.
References
----------
1. B.McGee
Popper
Fontana 1973
2. T.S.Kuhn
The Structure of Scientific Revolutions
University of Chicago Press 1962
3. Anthony Quinton
Francis Bacon
Oxford 1980
Last updated 23rd December 1998
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