Bucketing, brokers on floor exchange direct in direct take position
behind their client position orders for brokers account or for others
account with their interest.
Trading a Head of Customer, brokers made transaction for their self or
others with that brokers had interested, transaction orders from
client in future.
Matching Order (Cross Trade), practice from brokers to make match
buying orders from clients with selling orders from others, and made
report likes true transaction according to rule order from exchange,
in reality it is not conduct with open market on exchange.
Prearranged Trading, selling/buying futures contract on exchange with
prearranged before, except transaction had called Exchange For
Physical (EFP), is change of transactions physic commodity with
futures contract like on the rule order from futures exchange.
With Holding Orders, have been forbidden by members of exchange to
hold orders or get back orders, which have to offer on market
immediately for their own benefit or make rashness or opportunity for
others.
Disclosing Orders, members?change cannot open client order that will
be transaction with others, except with exchange employee or between
trader/member on the same company.
Buying orders and selling stimulants from same client, members?change
cannot receive selling order and buying order from one of client for
futures contract and the same delivery month.
Wash Trading, selling and buying looks like happen but in the reality
person who concerned did not take one position on market.
Churning, over transaction with quantity or frequency usually made
from discretionary account, is account to authorize with brokers or
futures advisor to get transaction without instruction from owner
account concerned for purpose to multiply commission without
considering client interest that had account.
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Allocation Schemes, trading with made some transaction not for
specific account or called specific but in future those transactions
will be located for specific accounts that will be interest or chosen
with giving them the best transaction from transaction had been done.
Manipulate the Market, manipulate activities, manipulating trial or
effort direct in direct, which may result unnatural price changes is :
1. Push the market or control one-commodity or futures contract, which
gets manipulate the price with relative quantity.
2. Made, spread direct in direct statement or to falsify report/to
lead astray or fictive trading report, which can make fluctuation the
price.
3. Made fictive transaction with buying or selling futures contract an
artificial so the trading looks like very active for encourage others
with made incorrect information or made the price looks like
unnatural.
4. Make scheming for manipulated the price commodity.
Deceit, to deceit or try to deceit others by ;
1. Organize or facilitating transaction futures contract illegally and
deceit or artificial.
2. Make bad scheming to deceit client.
3. Make transaction without instructions from client.
4. To abuse client account for outside transaction necessary.
Make selling or promotion with promises methods to get profit for
encourages prospective client to get transaction on futures market
Insider Trading, futures contract transaction by people who had access
information from others cause by their job title or cause involved
investigation case. Others used that information to take advantage for
them self or others with affiliation or their interest. Including
insider trading is exchange employee, clearing house employee and
BAPEBTI employee and others who get that information.
Position Limit and Reportable Position, managing position limit
maximum open contract or speculative limit position is maximum limit
from participant for 1 delivery month or for the whole delivery month,
except that participant had special license from rule of law.
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